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PATENT 



IN THE UNITED STATES PATENT AND TRADEMARK OFFICE 



fcation No. 



Applicant 



Filing Date 
Docket No. 
Customer No. 



10/735,441 

Magdalena Faisst and Hubert Mossmann 



December 12, 2003 
D4700-00378 (3201-364) 
08933 



Commissioner for Patents 
P.O. Box 1450 
Alexandria, VA 22313-1450 



CERTIFICATE OF MAILING, 
37 C.F.R. §1.8(a) 

I certify that this correspondence and the 
enclosures mentioned therein are being deposited 
by First Class U.S. Mail with sufficient postage on 
the date shown below, addressed to Commissioner 
for Patents,/?0 Box 145o/Alexandria, Virginia 
2231 3-1 4Sr l 1 1 " 




Date 



Sir: 



INFORMATION DISCLOSURE STATEMENT TRANSMITTAL LETTER 



Enclosed herewith is an Information Disclosure Statement pursuant to 37 
CFR. §1.56 in connection with the above-identified application, which statement is 
being filed: 

[ ] Together with the present application. 

[X] Before the first Office Action on the merits or three (3) months 
from the filing date of this application, whichever occurs last. [37 CFR § 1.97(b)] 

[ ] After the first Office Action on the merits, but before a Final 
Office Action under §1.1 13 or Notice of Allowance under §1.31 1, whichever occurs 
first. [37 CFR §1. 97(c)], (Either the fee or certification is provided, as set forth 
below). 

[ ] After a Final Office Action under §1 .1 13 or Notice of Allowance 
under §1 .31 1 , but prior to or with payment of the Issue Fee. [37 CFR §1. 97(d)]. The 

fee and certification are provided, as set forth below). 

Consistent with Applicants obligations pursuant to 37 CFR §§1 .97 and 1.98, 
the following requirements have been met: 



[X] No separate requirements are needed. 



[X] No additional fee is required. 



PATENT 



Fee Under 37 CFR § 1 .97(c) or 1 .97(d) 

[ ] The fee of $1 80.00 for submission of an IDS under §1 .97(c) as set forth in 
§1.1 7(p) accompanies this statement. 

Certification Under 37 CFR § 1.97(e) 

The undersigned certifies: 

[X] 1 that each item of information contained in the information disclosure 
statement was first cited in a communication from a foreign patent office in a 
counterpart foreign application not more than three months prior to the filing of the 
information disclosure statement; or 

[ ] 2 that no item of information contained in the information disclosure 
statement was cited in a communication from a foreign patent office in a counterpart 
foreign application, and, to the knowledge of the person signing the statement after 
making reasonable inquiry, no item of information contained in the information 
disclosure statement was known to any individual designated in §1. 56(c) more than 
three months prior to the filing of the information disclosure statement. 

Provision of Copies of References 

[ ] Pursuant to the order of the Deputy Commissioner dated July 1 1 , 2003, 
copies of the U.S. references are not enclosed. 

[ ] A translation of Reference is enclosed herewith and forms a part 

hereof. 

[X] A copy of the German Search Report from a corresponding or related 
German application is enclosed herewith. 

[ ] A copy of the International Search Report from a corresponding or 
related PCT application is enclosed herewith. 



Identification of Prior Application(s) In Which Listed Information Was Already 
Cited And For Which No Copies Are Submitted Or Need Be Submitted 

[ ] This application relies, under 35 U.S.C. § 120, on the earlier filing date 

of prior U.S. Application No(s). , filed . The 

following references were submitted to, and/or cited by, the Office in the prior 
application(s) and therefore are not required to be provided in this application: 



\ 



PATENT 



[X] The Commissioner is hereby authorized to charge any fees associated 
with this communication or credit any overpayment to Deposit Account No. 04-1679 . 

Respectfully submitted, 

Date: Fj^ g^ggg; j^L. ^JjL 

Stephen P. Gribok 
Registration No. 29,643 
DUANE MORRIS LLP 
One Liberty Place 
Philadelphia, PA 19103-7396 
215-979-1283 
215-979-1020 fax 

mailto: spqribok(a)duanemorris.com 



Attorney Docket No.: D4700-00378 (3201-364) 




7PTOZSB/08A (10-96) 



Patent and Trademark Office: U.S. Department of Commerce 



Substitute for form 1 449A/PTO , 

INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

(use as many sheets as necessary) 
Sheet 1 of 1 


ATTY. DOCKET NO. 
D4700-00378 (3201-364) 


APPLICATION NO. 
10/735,441 


FIRST NAMED APPLICANT 

Faisst 


EXAMINER 


FILING DATE 
December 12, 2003 


GROUP: : 









U.S. PATENT DOCUMENTS 



EXAMINER 
INITIALS 


Cite 
No. 


DOCUMENT NUMBER 


Name of Patentee or Applicant of 
Cited Document 


Date of Publication 
of Cited Document 
MM-DD-YYYY 


Pages, Columns, Lines 
Where Relevant Passages or 
Relevant Figures Appear 



























FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIALS 


Cite 
No. 


Office 


DOCUMENT NUMBER 


COUNTRY 


Date of Publication 
of Cited Document 
MM-DD-YYYY 


Pages, Columns, Lines 
Where Relevant 

Passages or Relevant 
Figures Appear 


T 




AA 




81 30 060 


DE 










AB 




1 234 918 


EP 










AC 




70 08 939 


DE 

























































































OTHER DOCUMENTS 



Examiner 
Initials 



Cite 
No. 



Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), tile of the item (book, magazine, 
journal, serial, symposium, catalog, etc.), date page(s), volume-issue number(s), publisher, city and/or country where 

published. 



AD 



Copy of German Search Report 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if citation considered, whether or not citation is in conformance with MPEP § 609. Draw line 
through citation if not in conformance and not considered. Include copy of this form with next communication to 
the applicant. 



7PTO/SB/08A (10-96) 



Patent and Trademark Office: U.S. Department of Commerce